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Open CosmologyPhysics & cosmology: four years, plus a graduate year

The horizon problem

The CMB has the same temperature in every direction to one part in 100,000, yet in the conventional Big Bang the places that emitted it from opposite sides of the sky were about 46 horizon distances apart — too far for anything to have evened them out.

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Full reading path (38 pages)
  1. Vectors (8.01)
  2. Position and velocity in one dimension (8.01)
  3. Acceleration in one dimension (8.01)
  4. Motion in two dimensions and projectiles (8.01)
  5. The homogeneous expanding universe (8.286)
  6. The Doppler effect and special relativity (8.286)
  7. Cosmological redshift (8.286)
  8. Newton's laws of motion (8.01)
  9. The universal law of gravitation (8.01)
  10. Why a static universe cannot work (8.286)
  11. The expanding sphere and the equation for a(t) (8.286)
  12. The Friedmann equation (8.286)
  13. Open, closed and flat universes (8.286)
  14. The closed universe as a cycloid (8.286)
  15. The age of the universe and the Big Bang singularity (8.286)
  16. The age of a closed universe from H and Ω (8.286)
  17. The open universe and the age of any matter universe (8.286)
  18. Non-Euclidean geometry (8.286)
  19. The metric of a sphere and of a closed universe (8.286)
  20. Curvature and expansion — the Robertson–Walker metric (8.286)
  21. The geometry of open universes (8.286)
  22. The spacetime interval (8.286)
  23. The spacetime metric of the universe (8.286)
  24. The geodesic equation (8.286)
  25. Simplifying the geodesic equation (8.286)
  26. Falling into a black hole (8.286)
  27. Mass, energy and the dilution of radiation (8.286)
  28. Matter–radiation equality and the pressure of light (8.286)
  29. The horizon distance (8.286)
  30. The radiation-dominated universe (8.286)
  31. The cosmological constant and vacuum energy (8.286)
  32. The age of the universe with vacuum energy (8.286)
  33. How bright is a distant supernova? (8.286)
  34. The supernova evidence for acceleration (8.286)
  35. The puzzle of the vacuum energy, and Einstein's mistake about Friedmann (8.286)
  36. Black-body radiation (8.286)
  37. Neutrinos and counting particle species (8.286)
  38. The temperature of the early universe and decoupling (8.286)
On this page · 6 sections
  1. Review of Lecture 20
  2. A universe uniform to one part in 100,000
  3. How far away were the emission points?
  4. Compared with the horizon
  5. Blaming the singularity
  6. Summary

Lecture 21 is about what is wrong with the conventional Big Bang — the theory built up so far, without inflation. Guth discusses three problems that motivate inflation: the horizon (or homogeneity) problem, the flatness problem, and the magnetic monopole problem. The first two are problems of basic classical cosmology; the third depends on particle physics and is only set up in this lecture.

Review of Lecture 20#

Guth's summary slides restate the case for acceleration as three arguments that together have persuaded almost everyone — he knows a few people who aren't convinced, but calls them oddballs:

  1. Distant type Ia supernovae are 20–30% dimmer than expected.
  2. The CMB anisotropies give a vacuum fraction close to the supernova value, and show Ωtot=1\Omega_\text{tot} = 1 to about half a percent — very hard to account for without dark energy, since there isn't nearly enough of anything else.
  3. Ωvac≈0.7\Omega_\text{vac} \approx 0.7 makes the age of the universe, 13.7–13.8 billion years, consistent with the oldest stars.

Vacuum energy is the simplest explanation; quintessence, a slowly evolving scalar field, would show up as an evolution of the dark energy, which nobody had seen. He recalls the three contributions to the vacuum energy, and that a Planck-scale cutoff overshoots by more than 120 orders of magnitude — his students compute this on the homework, and it comes out a little more than 120.

He then states the anthropic idea more explicitly (slide 4). Many cosmologists — including Steven Weinberg, one of the first to advocate it, and Guth himself, a recent convert to taking it seriously — consider that there may be many types of vacuum, perhaps 1050010^{500} in string theory, most with vacuum energies around 120 orders of magnitude larger than ours. A fraction of roughly 10−12010^{-120} would have a near-perfect cancellation by coincidence, and life might only be possible there: a large positive vacuum energy blows the universe apart, and a large negative one makes it implode, before structures can form. A student asks whether the different vacua would also change the other forces. Yes — everything: each vacuum would have its own version of the Standard Model, since particle physics describes small perturbations about whichever vacuum you are in. These ideas are widely discussed, Guth says, but by no means agreed on.

He also recaps the Einstein–Friedmann dates (slide 5).

A universe uniform to one part in 100,000#

The universe is observed to be incredibly uniform, and this shows up most clearly in the CMB. Its temperature, measured as a function of direction, is the same to about one part in 10510^5. Asked whether that is just the limit of the measurements, Guth says no: fluctuations at that level are actually seen.

The CMB photons have travelled in straight lines since decoupling, about 370,000 years after the Big Bang, so they show a snapshot of the universe then: an almost perfectly smooth density and temperature with tiny ripples of amplitude about 10−510^{-5} on top. Those ripples matter: the universe is gravitationally unstable, so a slightly denser region pulls in extra matter, grows denser still, and the process cascades into galaxies and clusters. How the ripples arose is left for the discussion of inflation. The question here is how the universe got so uniform.

Objects left alone do reach a uniform temperature — that is why pizza cools after it leaves the oven. Could that explain the CMB? To find out, trace back two CMB photons arriving from opposite directions to the points where they were emitted at tdt_d, and ask how far apart those points were. By symmetry one calculation is enough.

How far away were the emission points?#

At decoupling the temperature was about 3,000 K (the temperature at which hydrogen becomes neutral at the densities of the early universe). Because the universe stays close to thermal equilibrium, entropy is conserved and aTaT is roughly constant, so the redshift follows from the temperatures:

Redshift of decoupling
1+zd≡a(t0)a(td)≈TdT0≈11001 + z_d \equiv \frac{a(t_0)}{a(t_d)} \approx \frac{T_d}{T_0} \approx 1100
In words

1 plus z sub d is defined as a(t sub 0 ) over a(t sub d ) is approximately T sub d over T sub 0 is approximately 1100

Source: 8.286 Lecture 21 transcript, p. 9 (board)

— far larger than the redshifts of galaxies or supernovae.

For the present distance to the emission point, Guth uses a formula derived on an earlier homework set for a flat, matter-dominated universe:

Present physical distance to a source at redshift z
ℓp(t0)=2cH0−1(1−11+z)\ell_p(t_0) = 2cH_0^{-1}\left(1 - \frac{1}{\sqrt{1+z}}\right)
In words

ell sub p (t sub 0 ) equals 2cH sub 0 to the power minus 1 (1 minus 1 over the square root of 1 plus z )

Source: 8.286 Lecture 21 transcript, p. 9 (board)

This is an approximation: the universe was matter-dominated at decoupling but not all the way to the present, since dark energy took over a few billion years ago. [The transcript says "5,000 or 6,000 years ago"; billions is meant.] It is good enough to make the point. For z≈1100z \approx 1100 the bracket is about 0.97, so ℓp\ell_p is close to 2cH0−12cH_0^{-1} — the horizon distance itself, which corresponds to z=∞z = \infty, and equal to 3ct03ct_0 in a flat matter-dominated universe.

With the Planck value H0=67.3H_0 = 67.3 km/s/Mpc, ℓp(t0)≈28.2\ell_p(t_0) \approx 28.2 billion light-years. [The transcript reads 57.3 km/s/Mpc, but 28.2 billion light-years follows from 67.3, the Planck 2013 value.] Distances fixed in comoving coordinates scale with aa, so at decoupling

Distance at the time of decoupling
ℓp(td)=a(td)a(t0) ℓp(t0)≈11100 ℓp(t0)≈2.56×107 light-years\ell_p(t_d) = \frac{a(t_d)}{a(t_0)}\,\ell_p(t_0) \approx \frac{1}{1100}\,\ell_p(t_0) \approx 2.56 \times 10^7\ \text{light-years}
In words

ell sub p (t sub d ) equals a(t sub d ) over a(t sub 0 ) ell sub p (t sub 0 ) is approximately 1 over 1100 ell sub p (t sub 0 ) is approximately 2.56 times 10 to the power 7 light-years

Source: 8.286 Lecture 21 transcript, p. 10 (board)

Compared with the horizon#

The horizon distance is the farthest anything could have travelled, at the speed of light, since the Big Bang. For a matter-dominated universe, at decoupling,

Horizon distance at decoupling
ℓh,phys(td)=3c td≈1.1×106 light-years\ell_{h,\text{phys}}(t_d) = 3c\,t_d \approx 1.1 \times 10^6\ \text{light-years}
In words

ell sub h, phys (t sub d ) equals 3c t sub d is approximately 1.1 times 10 to the power 6 light-years

Source: 8.286 Lecture 21 transcript, pp. 10–11 (board)

so

The horizon problem
ℓp(td)ℓh,phys(td)≈23\frac{\ell_p(t_d)}{\ell_{h,\text{phys}}(t_d)} \approx 23
In words

ell sub p (t sub d ) over ell sub h, phys (t sub d ) is approximately 23

Source: 8.286 Lecture 21 transcript, p. 11 (board)

At decoupling, each emission point was about 23 horizon distances from the spot that would become our location, so the two points were about 46 horizon distances apart. Nothing at one point could have known anything about the other. Yet somehow they emitted photons at the same temperature, to one part in 100,000. That is the mystery.

This page's own check, not in the lecture: in a purely flat, matter-dominated universe, ℓ_p(t_e) = 2cH₀⁻¹(1 − 1/√(1+z))/(1+z) and the horizon at emission is 3ct_e = 2cH₀⁻¹(1+z)^(−3/2), so their ratio is simply √(1+z) − 1. At z = 1100 this is 32 — even larger than Guth's 23, which combines the matter-model distance with the actual decoupling time of 370,000 years (the pure matter model would put decoupling at about 265,000 years). Either way the emission points were tens of horizon distances apart, and the ratio grows without limit for earlier emission.
Worked example

The horizon problem with today's numbers

Redo the estimate with Td=3000T_d = 3000 K, T0=2.7255T_0 = 2.7255 K, H0=67.7H_0 = 67.7 km/s/Mpc (a Planck-like value) and td=380,000t_d = 380{,}000 years.

Redshift

1+zd=3000/2.7255=1100.71 + z_d = 3000/2.7255 = 1100.7.

Distance today and at decoupling

cH0−1=977.8/67.7=14.44cH_0^{-1} = 977.8/67.7 = 14.44 billion light-years; the bracket is 1−1/1100.7=0.9701 - 1/\sqrt{1100.7} = 0.970, so ℓp(t0)=2×14.44×0.970=28.0\ell_p(t_0) = 2 \times 14.44 \times 0.970 = 28.0 billion light-years. Dividing by 1100.7: ℓp(td)=25.5\ell_p(t_d) = 25.5 million light-years.

Horizon at decoupling

3ctd=3×380,000=1.143ct_d = 3 \times 380{,}000 = 1.14 million light-years.

Ratio

25.5/1.14=22.325.5/1.14 = 22.3, so the two emission points were about 45 horizon distances apart — essentially Guth's 46.

Blaming the singularity#

There is a way out: assume the singularity that started everything produced a perfectly homogeneous universe. Since we don't understand the singularity, we may attribute anything to it. But that is an assumption, not an explanation. If you want to explain the uniformity, causality — the speed-of-light limit — makes it impossible in the conventional Big Bang.

A student asks how a singularity could fail to be uniform. Think of the time reverse: does a non-uniform object collapse to a singularity? That was debated for a long time, until Hawking and Penrose proved theorems showing that non-homogeneous solutions collapse to singularities too. So a singularity need not be uniform; uniformity has to be put in by hand.

Inflation, Guth promises, gives a dynamical explanation.

Summary#

  • The CMB is uniform to one part in 10510^5; the observed ripples at that level are the seeds of structure.
  • 1+zd=Td/T0≈11001 + z_d = T_d/T_0 \approx 1100, and in a flat matter-dominated model the emission point is now at ℓp(t0)=2cH0−1(1−1/1+z)≈28\ell_p(t_0) = 2cH_0^{-1}(1 - 1/\sqrt{1+z}) \approx 28 billion light-years — about 25 million light-years at decoupling.
  • The horizon at decoupling was only 3ctd≈1.13ct_d \approx 1.1 million light-years: the two emission points on opposite sides of the sky were about 46 horizon distances apart.
  • The conventional Big Bang can only assume the uniformity, by attributing it to the singularity; inflation explains it.

Symbols on this page

Show the 17 symbols used here
Ω\Omega capital omega
The density parameter Ω = ρ/ρ_c. Subscripts pick one ingredient: Ω_m matter, Ω_vac (or Ω_Λ) vacuum energy, Ω_r radiation, Ω_k curvature. Say it: “omega”.
ℓ\ell script l
A length or distance; ℓ_p is a physical distance and ℓ_c a comoving one. Say it: “ell”.
∞\infty infinity
Infinity: larger than any number. Say it: “infinity”.
≈\approx approximately equal
Is approximately equal to. Say it: “is approximately”.
∼\sim tilde (similar)
Is of the order of: roughly equal, to within a factor of a few. Say it: “is of order”.
≡\equiv identical to
Is defined as (or is identically equal to). Say it: “is defined as”.
×\times times
Times (multiplication). Between two vectors: the cross product. Say it: “times”.
aa a
The scale factor a(t): how much the universe has expanded. Physical distance = a × comoving distance (Guth's units: metres per notch). Say it: “a”.
HH H
The Hubble parameter H = ȧ/a: the expansion rate of the universe at a given time. Say it: “H”.
zz z
Redshift: 1 + z = a(observed)/a(emitted), how much the universe has stretched since the light left. Say it: “z”.
cc c
The speed of light, c ≈ 2.998 × 10⁸ m/s. Say it: “c”.
TT T
Temperature, in kelvin. Say it: “T”.
H0H_{0} Hubble constant
The Hubble constant: today's value of H, about 67–73 km/s/Mpc. Say it: “H nought”.
t0t_{0} today
Today: the present time, about 13.8 billion years after the Big Bang in the real universe (simple models on some pages give other ages). Say it: “t nought”.
T0T_{0} temperature today
Today's temperature of the cosmic background radiation, 2.7255 K. Say it: “T nought”.
Ωvac\Omega_{\text{vac}} vacuum density parameter
The vacuum-energy density as a fraction of the critical density; ',0' means today (about 0.7). Say it: “omega vac”.
ℓp\ell_{p} physical distance
A physical (proper) distance: what a ruler would measure at one moment, ℓ_p = a(t) ℓ_c. Say it: “ell p”.

Tap or click a symbol in a formula to see the same explanation. All symbols: symbols and notation.

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Check your understanding

  1. How uniform is the cosmic microwave background, and is that a measurement limit?
  2. Why can the redshift of decoupling be found from temperatures alone?
  3. In Guth's estimate, each emission point lies about 23 horizon distances from us at the time of decoupling. How far apart are the two emission points on opposite sides of the sky?
  4. Can the horizon problem be avoided within the conventional Big Bang?
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