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Open CosmologyPhysics & cosmology: four years, plus a graduate year

How small ripples grow — linear perturbation theory

Add a small density contrast δ to the smooth expanding universe and follow it with the equations of fluid dynamics and gravity. Ripples larger than the Jeans length grow — in proportion to a in the matter era and a² in the radiation era — while smaller ones just oscillate.

You need this first

Full reading path (46 pages)
  1. Vectors (8.01)
  2. Position and velocity in one dimension (8.01)
  3. Acceleration in one dimension (8.01)
  4. Motion in two dimensions and projectiles (8.01)
  5. The homogeneous expanding universe (8.286)
  6. The Doppler effect and special relativity (8.286)
  7. Cosmological redshift (8.286)
  8. Newton's laws of motion (8.01)
  9. The universal law of gravitation (8.01)
  10. Why a static universe cannot work (8.286)
  11. The expanding sphere and the equation for a(t) (8.286)
  12. The Friedmann equation (8.286)
  13. Open, closed and flat universes (8.286)
  14. The closed universe as a cycloid (8.286)
  15. The age of the universe and the Big Bang singularity (8.286)
  16. The age of a closed universe from H and Ω (8.286)
  17. The open universe and the age of any matter universe (8.286)
  18. Non-Euclidean geometry (8.286)
  19. The metric of a sphere and of a closed universe (8.286)
  20. Curvature and expansion — the Robertson–Walker metric (8.286)
  21. The geometry of open universes (8.286)
  22. The spacetime interval (8.286)
  23. The spacetime metric of the universe (8.286)
  24. The geodesic equation (8.286)
  25. Simplifying the geodesic equation (8.286)
  26. Falling into a black hole (8.286)
  27. Mass, energy and the dilution of radiation (8.286)
  28. Matter–radiation equality and the pressure of light (8.286)
  29. The horizon distance (8.286)
  30. The radiation-dominated universe (8.286)
  31. The cosmological constant and vacuum energy (8.286)
  32. The age of the universe with vacuum energy (8.286)
  33. How bright is a distant supernova? (8.286)
  34. The supernova evidence for acceleration (8.286)
  35. The puzzle of the vacuum energy, and Einstein's mistake about Friedmann (8.286)
  36. Black-body radiation (8.286)
  37. Neutrinos and counting particle species (8.286)
  38. The temperature of the early universe and decoupling (8.286)
  39. The horizon problem (8.286)
  40. The flatness problem (8.286)
  41. The Standard Model, gauge theories and grand unification (8.286)
  42. The Higgs field and spontaneous symmetry breaking (8.286)
  43. Topological defects and the magnetic monopole problem (8.286)
  44. The false vacuum and the mechanism of inflation (8.286)
  45. Exponential expansion, de Sitter space and the inflationary scenario (8.286)
  46. How inflation solves the problems of the Big Bang (8.286)
On this page · 5 sections
  1. The ingredients
  2. The perturbation equation
  3. The Jeans length
  4. Growth in an expanding universe
  5. Summary

8.286's dynamics assumed a smooth universe: it explained where the ripples come from, not how they grow. The CMB shows ripples of about one part in 10510^5, and today the universe is full of galaxies and clusters. This page starts a short sequence based on the lecture notes of MIT 8.902 Astrophysics II (Prof. Mark Vogelsberger, Fall 2023), which add small perturbations to the smooth cosmology and follow their growth. Unlike 8.286, the source here is written notes with numbered equations, which the citations below refer to.

The ingredients#

The Lecture 13 notes open mid-way through an overview of cosmic history, with a public-domain NASA/WMAP timeline: the earliest stages are opaque to photons, the later ones transparent and potentially observable. At early times the universe holds matter — dark matter and baryons — and radiation; the cosmological constant and curvature don't matter yet.

Non-relativistic matter obeys the equations of a self-gravitating fluid:

Fluid equations for non-relativistic matter
∂ρ∂t+∇⋅(ρv⃗)=0,∂v⃗∂t+(v⃗⋅∇)v⃗=−∇pρ−∇ϕ,∇2ϕ=4πGρ\frac{\partial\rho}{\partial t} + \nabla\cdot(\rho\vec v) = 0, \qquad \frac{\partial\vec v}{\partial t} + (\vec v\cdot\nabla)\vec v = -\frac{\nabla p}{\rho} - \nabla\phi, \qquad \nabla^2\phi = 4\pi G\rho
In words

partial rho over partial t plus del dot ( rho vector v ) equals 0, partial vector v over partial t plus ( vector v dot del ) vector v equals minus del p over rho minus del phi , del squared phi equals 4 pi G rho

— continuity, momentum (Euler) and Poisson. [The notes write +∇ϕ+\nabla\phi in the momentum equation, here and in eq. (377); with ∇2ϕ=4πGρ\nabla^2\phi = 4\pi G\rho the gravitational force per unit mass is −∇ϕ-\nabla\phi, as here.] For radiation the pressure joins the density: ρ\rho becomes ρ+p/c2\rho + p/c^2 in the continuity and momentum equations and ρ+3p/c2\rho + 3p/c^2 in Poisson's equation, with p=ρc2/3p = \rho c^2/3 for pure radiation (eq. 377).

Some cautions from the notes. Dark matter is collisionless: it really obeys the collisionless Boltzmann equation, and the fluid equations hold only for its averages (the Jeans equations); there is no single velocity at each point, since streams of particles can cross. Still, the fluid description gives the correct growth on large scales, where pressure (or velocity dispersion) can be ignored.

The perturbation equation#

Write the density as a smooth background ρˉ\bar\rho plus a small density contrast

Density contrast
δ=Δρρˉ=ρ−ρˉρˉ\delta = \frac{\Delta\rho}{\bar\rho} = \frac{\rho - \bar\rho}{\bar\rho}
In words

delta equals capital delta rho over rho bar equals rho minus rho bar over rho bar

Linearising the fluid equations in an expanding background, with comoving coordinates x⃗\vec x (physical r⃗=ax⃗\vec r = a\vec x), gives

Perturbation equations
δ¨+2Hδ˙=4πGρˉ δ+vs2∇2δa2(non-relativistic),δ¨+2Hδ˙=32π3Gρˉ δ+vs2∇2δa2(relativistic)\ddot\delta + 2H\dot\delta = 4\pi G\bar\rho\,\delta + \frac{v_s^2\nabla^2\delta}{a^2} \quad\text{(non-relativistic)}, \qquad \ddot\delta + 2H\dot\delta = \frac{32\pi}{3}G\bar\rho\,\delta + \frac{v_s^2\nabla^2\delta}{a^2} \quad\text{(relativistic)}
In words

delta double dot plus 2H delta dot equals 4 pi G rho bar delta plus v sub s squared del squared delta over a squared (non-relativistic) , delta double dot plus 2H delta dot equals 32 pi over 3 G rho bar delta plus v sub s squared del squared delta over a squared (relativistic)

where vsv_s is the sound speed csc_s for baryons, the velocity dispersion σ\sigma for dark matter, and c/3c/\sqrt3 for radiation (eq. 380). Each term has a meaning: gravity (4πGρˉ δ4\pi G\bar\rho\,\delta) makes overdensities grow; pressure (vs2∇2δv_s^2\nabla^2\delta) resists; and Hubble drag (2Hδ˙2H\dot\delta) — the expansion — slows everything down.

Splitting δ\delta into Fourier modes δ^(k⃗,t)\hat\delta(\vec k, t) of comoving wavenumber kk (eq. 381) turns ∇2\nabla^2 into −k2-k^2:

Equation for one Fourier mode
δ^¨+2Hδ^˙=δ^(4πGρˉ−vs2k2a2)(non-relativistic)\ddot{\hat\delta} + 2H\dot{\hat\delta} = \hat\delta\left(4\pi G\bar\rho - \frac{v_s^2k^2}{a^2}\right) \quad\text{(non-relativistic)}
In words

delta hat double dot plus 2H delta hat dot equals delta hat (4 pi G rho bar minus v sub s squared k squared over a squared ) (non-relativistic)

with 32π3Gρˉ\frac{32\pi}{3}G\bar\rho in place of 4πGρˉ4\pi G\bar\rho for radiation. [Eq. (381) of the notes writes δ^(k⃗,δ)\hat\delta(\vec k, \delta); δ^(k⃗,t)\hat\delta(\vec k, t) is meant.]

The Jeans length#

In a static background (H=0H = 0) the equation is δ^¨+ω02δ^=0\ddot{\hat\delta} + \omega_0^2\hat\delta = 0 with ω02=vs2k2/a2−4πGρˉ\omega_0^2 = v_s^2k^2/a^2 - 4\pi G\bar\rho (eqs. 383–384). If ω02>0\omega_0^2 > 0 the mode oscillates — a sound wave; if ω02<0\omega_0^2 < 0 it grows. With the physical wavenumber k~=k/a\tilde k = k/a, the dividing line is

Jeans length
k~J=2πGρˉvs,λJ=2πk~J=π vsπGρˉ∝vsπGρˉ\tilde k_J = \frac{2\sqrt{\pi G\bar\rho}}{v_s}, \qquad \lambda_J = \frac{2\pi}{\tilde k_J} = \frac{\pi\,v_s}{\sqrt{\pi G\bar\rho}} \propto \frac{v_s}{\sqrt{\pi G\bar\rho}}
In words

k tilde sub J equals 2 the square root of pi G rho bar over v sub s , lambda sub J equals 2 pi over k tilde sub J equals pi v sub s over the square root of pi G rho bar is proportional to v sub s over the square root of pi G rho bar

Source: 8.902 Lecture 13 notes (M. Vogelsberger, Fall 2023), eqs. (385)–(386), p. 84

(for radiation, 32/3 πGρˉ/vs\sqrt{32/3}\,\sqrt{\pi G\bar\rho}/v_s). Perturbations larger than the Jeans length λJ\lambda_J collapse under gravity; smaller ones are held up by pressure and oscillate. (The explicit form πvs/πGρˉ\pi v_s/\sqrt{\pi G\bar\rho} is this page's own step; the notes give the proportionality.) The corresponding mass is the Jeans mass, MJ=43πρˉλJ3M_J = \frac{4}{3}\pi\bar\rho\lambda_J^3 (notes, p. 85).

Growth in an expanding universe#

On scales well above λJ\lambda_J the pressure term can be dropped. For a flat universe, ρˉ\bar\rho is the critical density 3H2/8πG3H^2/8\pi G (eq. 388), so

Growth equations for Ω = 1
δ^¨+2Hδ^˙=32H2δ^(matter dominated),δ^¨+2Hδ^˙=4H2δ^(radiation dominated)\ddot{\hat\delta} + 2H\dot{\hat\delta} = \frac{3}{2}H^2\hat\delta \quad\text{(matter dominated)}, \qquad \ddot{\hat\delta} + 2H\dot{\hat\delta} = 4H^2\hat\delta \quad\text{(radiation dominated)}
In words

delta hat double dot plus 2H delta hat dot equals 3 over 2 H squared delta hat (matter dominated) , delta hat double dot plus 2H delta hat dot equals 4H squared delta hat (radiation dominated)

with H=2/(3t)H = 2/(3t) in the matter era and H=1/(2t)H = 1/(2t) in the radiation era (eq. 390). Try δ^∝tn\hat\delta \propto t^n:

Power-law solutions
n2+n3−23=0  ⇒  n=−1, 23(matter),n2−1=0  ⇒  n=−1, +1(radiation)n^2 + \frac{n}{3} - \frac{2}{3} = 0 \;\Rightarrow\; n = -1,\ \tfrac{2}{3} \quad\text{(matter)}, \qquad n^2 - 1 = 0 \;\Rightarrow\; n = -1,\ +1 \quad\text{(radiation)}
In words

n squared plus n over 3 minus 2 over 3 equals 0 which gives n equals minus 1, 2 over 3 (matter) , n squared minus 1 equals 0 which gives n equals minus 1, plus 1 (radiation)

Source: 8.902 Lecture 13 notes (M. Vogelsberger, Fall 2023), eqs. (391)–(392), p. 85

The n=−1n = -1 solutions are decaying modes that die away and don't matter. The growing modes give

Growing modes
δ^∝{amatter dominateda2radiation dominated\hat\delta \propto \begin{cases} a & \text{matter dominated} \\ a^2 & \text{radiation dominated} \end{cases}
In words

delta hat is proportional to a when matter dominated ; or a squared when radiation dominated

since a∝t2/3a \propto t^{2/3} and a∝t1/2a \propto t^{1/2} respectively. In general one writes δ=D δ0\delta = D\,\delta_0 with the growth factor DD, normalised to D=1D = 1 today. Note the striking contrast with a static universe: there, gravitational instability grows exponentially; in an expanding one, Hubble drag tames it to a power law.

Computed from the two power-law solutions in the matter era, δ = A t^(2/3) + B t^(−1). Whatever mixture the initial conditions give, the decaying mode (B) fades and the growing mode — proportional to the scale factor — soon dominates.
Worked example

Exponential versus power-law growth

In a static medium with ω02=−4πGρˉ\omega_0^2 = -4\pi G\bar\rho (no pressure), a perturbation grows as et/τe^{t/\tau} with τ=1/4πGρˉ\tau = 1/\sqrt{4\pi G\bar\rho}. In a flat matter-dominated universe it grows as t2/3t^{2/3}. Compare the growth over the time from t1t_1 to 8t18t_1, taking ρˉ\bar\rho at t1t_1 for the static case. (Use ρˉ=1/(6πGt2)\bar\rho = 1/(6\pi Gt^2) for the matter era.)

The static time scale

At t1t_1: 4πGρˉ=4πG/(6πGt12)=2/(3t12)4\pi G\bar\rho = 4\pi G/(6\pi Gt_1^2) = 2/(3t_1^2), so τ=t13/2=1.22 t1\tau = t_1\sqrt{3/2} = 1.22\,t_1.

Static growth

Over 7t17t_1: e7/1.22=e5.72≈300e^{7/1.22} = e^{5.72} \approx 300.

Expanding universe

(8t1/t1)2/3=82/3=4(8t_1/t_1)^{2/3} = 8^{2/3} = 4. The scale factor grows by the same factor 4, and so does δ.

Lesson

The expansion cuts the growth from a factor of ~300 to 4. This slow, power-law growth is why the ripples need a head start — the subject of the next page.

Summary#

  • A perturbation is described by its density contrast δ=(ρ−ρˉ)/ρˉ\delta = (\rho - \bar\rho)/\bar\rho; linearising the fluid equations gives δ¨+2Hδ˙=4πGρˉ δ+vs2∇2δ/a2\ddot\delta + 2H\dot\delta = 4\pi G\bar\rho\,\delta + v_s^2\nabla^2\delta/a^2 (with 32π3Gρˉ\frac{32\pi}{3}G\bar\rho for radiation).
  • Gravity drives growth, pressure resists, and Hubble drag slows it. Modes larger than the Jeans length λJ∝vs/πGρˉ\lambda_J \propto v_s/\sqrt{\pi G\bar\rho} grow; smaller ones oscillate.
  • Ignoring pressure, the growing mode is δ∝a\delta \propto a in the matter era and δ∝a2\delta \propto a^2 in the radiation era — power laws, not exponentials. One writes δ=Dδ0\delta = D\delta_0 with the growth factor DD.

Symbols on this page

Show the 30 symbols used here
δ\delta delta
The density contrast, δ = (ρ − ρ̄)/ρ̄: how much denser than average a region is. δ_c is the critical value for collapse. Say it: “delta”.
Δ\Delta capital delta
A change or difference in a quantity, e.g. Δx = x₂ − x₁. Say it: “capital delta”.
λ\lambda lambda
A length; λ_J is the Jeans length, above which perturbations grow. Say it: “lambda”.
π\pi pi
The ratio of a circle's circumference to its diameter, π ≈ 3.14159. Say it: “pi”.
ρ\rho rho
Density: mass (or energy divided by c²) per unit volume. ρ_c is the critical density, ρ̄ the mean density. Say it: “rho”.
σ\sigma sigma
The velocity dispersion of dark matter (the spread of particle speeds). Say it: “sigma”.
τ\tau tau
The time scale of exponential growth in a static medium. Say it: “tau” (sounds like “rhymes with cow”).
ϕ\phi phi
The gravitational potential: g = −∇φ. Say it: “phi” (sounds like “fye”).
ω\omega omega
The oscillation frequency of a perturbation mode in a static medium. Say it: “omega”.
≈\approx approximately equal
Is approximately equal to. Say it: “is approximately”.
∝\propto proportional to
Is proportional to: doubling one doubles the other. Say it: “is proportional to”.
⇒\Rightarrow implies
Implies: what follows is a consequence of what came before. Say it: “which gives”.
⋅\cdot dot
Times (multiplication). Between two vectors: the dot product. Say it: “times”.
∂\partial partial
Partial derivative: the rate of change with one variable, holding the others fixed. Say it: “partial”.
∇\nabla nabla (del)
Del: ∇f is the gradient, ∇·v the divergence, ∇×v the curl, ∇² the Laplacian. Say it: “del”.
v⃗\vec v vector arrow
A vector: a quantity with a size and a direction. Say it: “vector”.
ı^\hat\imath hat
A Fourier-transformed quantity, such as δ̂(k) or Ŵ(k). Say it: “hat”.
a˙\dot a dot
Rate of change with time: ȧ = da/dt. Say it: “dot”.
a¨\ddot a double dot
Second rate of change with time: ä = d²a/dt². Say it: “double dot”.
ρˉ\bar\rho bar
A mean (average) value, such as ρ̄; in 8.902 also a smoothed field (δ̄). Say it: “bar”.
a~\tilde a tilde
A modified version of a quantity (ã, k̃); its meaning is given where it is introduced. Say it: “tilde”.
aa a
The scale factor a(t): how much the universe has expanded (a = 1 today, 1/(1 + z) in the past). Say it: “a”.
HH H
The Hubble parameter H = ȧ/a: the expansion rate of the universe at a given time. Say it: “H”.
GG G
Newton's gravitational constant, G ≈ 6.674 × 10⁻¹¹ m³ kg⁻¹ s⁻². Say it: “G”.
cc c
The speed of light, c ≈ 2.998 × 10⁸ m/s. Say it: “c”.
kk k
The (comoving) wavenumber of a Fourier mode: waves of length 2π/k. Say it: “k”.
λJ\lambda_{J} Jeans length
The Jeans length: perturbations larger than this grow under gravity, smaller ones oscillate. Say it: “lambda J”.
MJM_{J} Jeans mass
The Jeans mass: the mass inside a sphere whose radius is the Jeans length, (4/3)πρ̄λ_J³. Say it: “M J”.
csc_{s} speed of sound
The speed of sound in the gas. Say it: “c s”.
vsv_{s} sound or dispersion speed
The speed that resists collapse: the sound speed for baryons, the velocity dispersion for dark matter, c/√3 for radiation. Say it: “v s”.

Tap or click a symbol in a formula to see the same explanation. All symbols: symbols and notation.

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Check your understanding

  1. What is the density contrast δ?
  2. In δ¨+2Hδ˙=4πGρˉ δ+vs2∇2δ/a2\ddot\delta + 2H\dot\delta = 4\pi G\bar\rho\,\delta + v_s^2\nabla^2\delta/a^2, what does the 2Hδ˙2H\dot\delta term represent?
  3. Which perturbations grow?
  4. How does the growing mode depend on the scale factor in a flat, matter-dominated universe?
0 of 4 answered

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